Investment News

June 22, 2015

"A Financial Industry Regulatory Authority Inc. arbitration panel has slapped Robert W. Baird & Co. and 20 of its employees with a fine of $17.8 million plus interest, awarded to Gleacher & Co., a dissolved investment firm, for alleged unfair competition and solicitation, among other claims related to employees who left Gleacher for Baird."

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TAGGED: * News, Arbitration

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